Meet the Team

Rosa D. Cadena joined Connecticut Wealth Management (CTWM) in 2025 as the Chief Compliance Officer. With more than a decade of experience in the financial services industry, she leads the firm’s comprehensive compliance program and ensures CTWM continues to operate with the highest standards of integrity, transparency, and fiduciary care. Rosa oversees regulatory adherence, risk mitigation, and the ongoing development of policies and procedures that support a strong, client-focused compliance culture.

Prior to joining CTWM, Rosa was a Compliance Manager at Focus Partners Wealth and the Chief Compliance Officer of GYL Financial Synergies. In these roles, she developed and implemented firmwide compliance frameworks and led training initiatives designed to promote a strong culture of compliance. Her deep knowledge of industry regulations and thoughtful, solutions-oriented approach help position CTWM for sustainable growth while reinforcing the firm’s core values.

Education & Certifications

Rosa holds a Master of Business Administration from the University of Bridgeport and a Bachelor of Science degree from the University of Connecticut.

Affiliations & Community Involvement

Rosa resides in Trumbull with her husband, two children, and dog. Outside of work, she enjoys spending time with her family, traveling, and playing tennis.