Rosa D. Cadena joined Connecticut Wealth Management (CTWM) in 2025 as the Chief Compliance Officer. With more than a decade of experience in the financial services industry, she leads the firm’s comprehensive compliance program and ensures CTWM continues to operate with the highest standards of integrity, transparency, and fiduciary care. Rosa oversees regulatory adherence, risk mitigation, and the ongoing development of policies and procedures that support a strong, client-focused compliance culture. Prior to joining CTWM, Rosa was a Compliance Manager […]

Nicholas Zollo joins Connecticut Wealth Management (CTWM) as an IT Specialist. In this role, Nick supports the firm’s technology infrastructure, helping to ensure systems operate smoothly, securely, and efficiently. He assists with both hardware and software solutions and plays a key role in safeguarding CTWM’s digital environment through proactive monitoring and ongoing support. Prior to joining CTWM, Nick was a Software Developer at PCX Aerosystems, where he provided internal IT support, helped identify and mitigate security risks, and wrote custom […]

Joshua Brier is the Chief Operating Officer at Connecticut Wealth Management (CTWM), where he leads the firm’s operational strategy, ensuring efficiency, scalability, and an exceptional client experience. With a deep background in financial services and operational leadership, Josh plays a key role in driving CTWM’s long-term vision while optimizing day-to-day operations. Prior to joining CTWM, Josh was Chief Operating Officer at GYL Financial Synergies, where he developed operational policies and implemented strategic initiatives to enhance client service. He spent over […]

Ashley McCard brings 15 years of experience in finance, accounting, and tax compliance to her role at Connecticut Wealth Management (CTWM). As Controller, she oversees the firm’s daily accounting operations, including payroll, financial reporting, and budget management. Ashley is an integral part of the finance department, helping to guide the firm’s strategic financial decisions. Before joining CTWM, Ashley was an Associate Vice President for Ares Management Corporation, managing the firm’s general partner and employee co-investment funds. She previously worked for […]

Joey Koontz is a Portfolio Data Analyst at Connecticut Wealth Management (CTWM) and joined the team in 2024. He has an extensive background in data management and database creation and maintenance. Previously, Joey was a member of the Stats & Analysis Team at ESPN for 14 years, where he oversaw all college basketball data operations, provided video analysis and content generation for the company’s NFL coverage, and trained new hires on college football and college basketball applications. Education Joey holds […]

Alec Rosen brings 15 years of experience in financial planning and wealth management to his position as Director of Growth at Connecticut Wealth Management (CTWM). Alec knows first-hand the impact sound financial advice can have, which is why he has made it his life’s mission to connect people with trusted advisors who focus on putting their client’s best interest first to help them achieve their life’s goals. At CTWM, Alec is responsible for the firm’s merger activity. He serves as […]

Josh Sweeney joined the Connecticut Wealth Management team in 2023. As Chief Investment Officer, Josh is responsible for directing all aspects of Connecticut Wealth Management’s investment programs to help clients protect, preserve, and grow their wealth. He also helps to foster investment knowledge among the team, assisting them to deliver proactive, competent, and practical advice. As a member of CTWM’s Investment Committee, Josh collaborates with his team to provide innovative and tailored investment solutions for clients. He also works closely […]

Brendan Fitzgerald is a Senior Operations & Trading Associate at Connecticut Wealth Management (CTWM). He joins the team with over a decade of industry experience, specializing in helping clients who are retired plan for the next chapter of their lives. Brendan finds pride in creating a safe space to broach difficult subjects with his clients that ultimately helps them to move forward and to live out their retirement comfortably. Before joining CTWM, Brendan served as Investment Operations Manager and a […]

Tracy Hains joined Connecticut Wealth Management, LLC in the summer of 2021 as a Client Relations Specialist and brings close to 25 years of experience in the administrative field. Tracy is responsible for delivering a friendly, warm, and welcoming atmosphere for all of Connecticut Wealth Management’s guests. Her role at CTWM includes supporting a team of senior financial advisors and ensuring that clients receive exceptional service. She is responsible for executive scheduling and working with the team for client events. Prior […]